Tang, Yinan 唐軼南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ANLLY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-04-20 | 2022-04-21 | Rep | Asset management | 2022-04-20 | 2022-04-21 | RO | Advising on securities | 2022-04-21 | 2022-07-31 | RO | Asset management | 2022-04-21 | 2022-07-31 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-04 | 2010-06-01 |
3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2018-04-04 | 2018-07-27 | Rep | Asset management | 2018-04-04 | 2018-07-27 | RO | Advising on securities | 2018-07-27 | 2020-03-23 | RO | Asset management | 2018-07-27 | 2020-03-23 |
4 | MCM Asia Limited | Rep | Advising on securities | 2020-06-01 | 2021-01-26 | Rep | Dealing in securities | 2020-06-18 | 2021-11-15 | RO | Advising on securities | 2021-01-26 | 2021-11-15 |
5 | MCM INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2020-06-01 | 2021-01-26 | RO | Asset management | 2021-01-26 | 2021-11-15 |
6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-05 | 2014-04-16 |
7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-08-05 | 2014-04-16 | Rep | Dealing in futures contracts | 2010-08-20 | 2014-04-16 |
8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-05 | 2010-08-20 |
9 | RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED | Rep | Advising on securities | 2022-08-24 | 2022-10-13 | Rep | Asset management | 2022-08-24 | 2022-10-13 | RO | Advising on securities | 2022-10-13 | 2022-12-31 | RO | Asset management | 2022-10-13 | 2022-12-31 |
10 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-07-16 | 2018-02-27 | Rep | Dealing in securities | 2014-07-16 | 2018-02-27 |
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