Ting, Wanda Sui Lin 丁瑞蓮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Advising on corporate finance | 2004-04-27 | Rep | Advising on securities | 2004-04-27 | Rep | Asset management | 2004-04-27 | Rep | Dealing in securities | 2004-04-28 |
| 2 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-04-27 | Rep | Asset management | 2004-04-27 | Rep | Dealing in futures contracts | 2004-04-28 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-05-03 | 2004-06-24 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2004-06-24 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-06-30 | 2013-11-07 | Rep | Advising on securities | 2011-12-13 | 2013-11-07 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2013-11-07 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-07-29 | 2010-08-31 |
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