Tu, Lingfei 涂凌飛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2016-11-30 | 2018-02-15 | Rep | Dealing in securities | 2016-11-30 | 2018-02-15 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-03-26 | 2021-02-09 | Rep | Advising on securities | 2018-04-25 | 2021-02-09 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2018-03-26 | 2021-02-09 | Rep | Advising on securities | 2018-04-25 | 2021-02-09 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-05-10 | 2023-06-20 | Rep | Advising on securities | 2021-05-10 | 2023-06-20 | Rep | Dealing in securities | 2021-05-10 | 2023-06-20 |
| 5 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-05-27 | 2009-09-28 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-10-20 | 2013-03-02 | Rep | Advising on corporate finance | 2009-11-13 | 2013-03-02 | Rep | Advising on securities | 2009-11-13 | 2013-03-02 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-10-20 | 2013-03-02 | Rep | Advising on corporate finance | 2009-11-13 | 2013-03-02 | Rep | Advising on securities | 2009-11-13 | 2013-03-02 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-12-21 | 2016-10-01 |
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