Wai, Derek Ho Kuen 衛浩權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-08-09 | 2007-09-03 | Rep | Dealing in securities | 2006-08-09 | 2007-09-03 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-08-09 | 2007-09-03 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-09-21 | 2013-07-17 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-09-21 | 2013-07-17 | Rep | Dealing in futures contracts | 2010-08-20 | 2013-07-17 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2010-08-20 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-10-17 | 2016-04-01 | Rep | Advising on securities | 2013-10-17 | 2016-04-01 | Rep | Dealing in futures contracts | 2013-10-17 | 2016-04-01 | Rep | Dealing in securities | 2013-10-17 | 2016-04-01 |
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