Wallace, Mark Stephen
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-29 | 2016-09-20 |
| 2 | Macquarie Asia Securities Limited | Rep | Advising on securities | 2020-09-30 | Rep | Dealing in securities | 2020-09-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-04-04 | 2012-07-10 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-04-04 | 2012-07-10 | Rep | Dealing in futures contracts | 2010-09-06 | 2012-07-10 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-04 | 2010-09-06 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-03-29 | 2006-04-05 |
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