Wang, Shuai (SFC:AOH868) 王帥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2007-07-17 | 2011-07-26 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-02-24 | 2020-01-14 | RO | Advising on securities | 2020-01-14 | 2023-02-15 | Rep | Advising on securities | 2023-02-15 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-08-29 | 2015-06-01 | Rep | Dealing in securities | 2011-08-29 | 2015-06-01 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-12-18 | 2007-05-19 |
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