Wang, Xinying (SFC:ATO443) 王馨瑩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep Dealing in futures contracts 2012-05-04 2014-08-15
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2012-05-04 2014-08-15
Rep Advising on securities 2012-06-11 2014-08-15
3 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2010-06-10 2012-03-05
Rep Advising on securities 2011-11-15 2012-03-05
4 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2011-08-03 2012-03-05
5 Morgan Stanley Asia Limited Rep Dealing in securities 2009-08-27 2010-05-20
6 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2009-08-27 2010-05-20
7 NOAH HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2017-08-24 2020-01-31
Rep Asset management 2017-08-24 2020-01-31
Rep Dealing in securities 2017-08-24 2020-01-31

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