Wong, Thomas Hong Man 黃康民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-07-17 | 2016-07-07 | Rep | Dealing in securities | 2013-07-17 | 2016-07-07 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-05-11 | 2013-04-06 | Rep | Advising on securities | 2010-04-08 | 2013-04-06 |
3 | Optimas Capital Limited | RO | Asset management | 2016-07-14 | 2021-09-24 | Rep | Asset management | 2021-09-24 | Rep | Advising on securities | 2023-08-14 |
4 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2008-05-20 | 2009-03-11 |
5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-07-17 | 2008-04-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy