Wong, Thomas Hong Man 黃康民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2013-07-17 | 2016-07-07 | Rep | Dealing in securities | 2013-07-17 | 2016-07-07 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-05-11 | 2013-04-06 | Rep | Advising on securities | 2010-04-08 | 2013-04-06 |
| 3 | Optimas Capital Limited | RO | Asset management | 2016-07-14 | 2021-09-24 | Rep | Asset management | 2021-09-24 | Rep | Advising on securities | 2023-08-14 |
| 4 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2008-05-20 | 2009-03-11 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-07-17 | 2008-04-26 |
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