Wong, Schenken 黃尚勤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-04-19 | 2013-08-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-04-19 | 2013-08-31 | Rep | Dealing in futures contracts | 2010-08-20 | 2013-08-31 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-19 | 2010-08-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-03-13 | 2016-07-04 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-03-13 | 2016-07-04 | Rep | Dealing in futures contracts | 2015-03-13 | 2016-07-04 | Rep | Dealing in securities | 2015-03-13 | 2016-07-04 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-12-03 | 2015-01-27 | Rep | Dealing in securities | 2013-12-03 | 2015-01-27 |
| 7 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-03-28 | 2010-03-15 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-03-28 | 2010-03-15 | Rep | Dealing in securities | 2008-03-28 | 2010-03-15 |
| 9 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-03-28 | 2010-03-15 |
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