Wong, Ying Kin (SFC:AJK619) 黃英健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-07-22 | 2009-05-11 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-22 | 2009-05-11 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-02-03 | 2005-03-11 | Rep | Advising on securities | 2004-02-03 | 2005-07-20 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-07-02 | 2013-05-11 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-07-02 | 2013-05-11 | Rep | Dealing in futures contracts | 2010-08-20 | 2013-05-11 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | 2010-08-20 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-12 | 2016-04-14 | Rep | Dealing in futures contracts | 2014-08-20 | 2016-04-14 |
| 8 | Optimas Capital Limited | Rep | Asset management | 2017-03-23 | 2020-03-04 | RO | Advising on securities | 2018-12-12 | RO | Dealing in securities | 2018-12-12 | 2023-07-07 | RO | Asset management | 2020-03-04 |
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