Yan, Yvonne Yu 顏玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-09-24 | 2012-03-02 | Rep | Advising on securities | 2011-11-08 | 2012-03-02 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2012-03-02 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-24 | 2010-09-08 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-05-05 | 2009-07-16 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-05-05 | 2009-07-16 |
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