Yau, Michael (SFC:ANH079) 邱威豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Broking Services (Hong Kong) Limited | Rep | Dealing in securities | 2019-10-14 | 2020-10-28 | RO | Dealing in securities | 2020-10-28 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-10-14 | 2020-10-28 | Rep | Advising on securities | 2019-11-14 | 2020-10-28 | RO | Advising on securities | 2020-10-28 | RO | Dealing in securities | 2020-10-28 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2011-12-15 | 2017-12-20 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-04-12 | 2011-11-16 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-04-12 | 2011-11-16 | Rep | Dealing in futures contracts | 2010-08-20 | 2011-11-16 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-04-12 | 2010-08-20 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-01-08 | 2019-04-04 | Rep | Dealing in futures contracts | 2018-02-08 | 2019-04-04 |
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