Yeung, Shirley Pui Shan 楊珮珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-01-25 | 2024-05-06 | Rep | Advising on securities | 2022-01-25 | 2024-05-06 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2022-01-25 | 2024-05-06 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-05-29 | 2007-04-28 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2019-06-17 | 2021-06-30 | Rep | Advising on securities | 2019-06-17 | 2021-06-30 | Rep | Dealing in securities | 2019-06-17 | 2021-06-30 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-25 | 2019-02-26 | Rep | Advising on corporate finance | 2007-06-21 | 2019-02-26 | Rep | Advising on securities | 2007-06-21 | 2019-02-26 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-05-25 | 2019-02-26 | Rep | Advising on corporate finance | 2007-06-21 | 2019-02-26 | Rep | Advising on securities | 2007-06-21 | 2019-02-26 |
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