Yim, Leung Yuk 嚴良玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-05-24 | 2013-08-31 | Rep | Advising on securities | 2011-12-13 | 2013-08-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2013-08-31 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-24 | 2010-08-31 |
| 4 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-03-23 | 2006-05-13 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-24 | 2006-05-13 | Rep | Dealing in futures contracts | 2004-03-23 | 2006-05-13 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-12 | Rep | Dealing in securities | 2004-02-14 |
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