Yu, Wai Kwan (SFC:ABL735) 余慧群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-06-24 | 2012-12-07 | Rep | Advising on securities | 2011-12-06 | 2012-12-07 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-11-19 | 2012-12-07 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-24 | 2010-11-19 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-07-25 | 2010-01-25 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-07-25 | 2010-01-25 |
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