Yuen, Peter Yui Chi 阮叡智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-10-18 | 2007-03-28 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2005-10-18 | 2007-03-28 | Rep | Dealing in futures contracts | 2005-10-18 | 2007-03-28 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-25 | 2009-05-22 | Rep | Dealing in securities | 2007-06-25 | 2009-05-22 |
| 4 | JUMP TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2021-11-05 | RO | Dealing in securities | 2021-11-05 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-08-21 | 2014-02-25 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-08-21 | 2014-02-25 | Rep | Dealing in futures contracts | 2010-09-07 | 2014-02-25 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-21 | 2010-09-07 |
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