Zhang, Ning (SFC:ANE665) 張寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2006-05-03 | 2007-02-28 | Rep | Dealing in securities | 2006-07-12 | 2007-02-28 |
| 2 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-12-30 | |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2013-12-30 | Rep | Dealing in securities | 2013-12-30 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-13 | 2013-09-18 | Rep | Advising on securities | 2011-11-04 | 2013-09-18 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-03 | 2013-09-18 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-13 | 2010-09-03 |
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