Zhang, Xinnian 張新年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China PA Asset Management (Hong Kong) Company Limited | RO | Advising on securities | 2019-06-10 | RO | Asset management | 2019-06-10 |
| 2 | China PA Securities (Hong Kong) Company Limited | RO | Advising on securities | 2019-05-07 | RO | Dealing in securities | 2019-05-07 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-04-07 | 2016-04-25 | Rep | Dealing in securities | 2011-04-07 | 2016-04-25 |
| 4 | Ping An of China Capital (Hong Kong) Company Limited | RO | Advising on corporate finance | 2018-09-26 | |
| 5 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | RO | Advising on futures contracts | 2018-03-07 | RO | Dealing in futures contracts | 2018-03-07 |
| 6 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | RO | Advising on securities | 2018-03-07 | 2021-05-20 | RO | Dealing in securities | 2018-03-07 | 2021-05-20 | RO | Asset management | 2018-09-26 | 2021-05-20 |
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