Zhou, Cheng (SFC:AUC405) 周成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-30 | 2015-10-30 | Rep | Advising on securities | 2015-09-30 | 2022-12-16 | RO | Advising on securities | 2022-12-16 | 2023-09-22 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2009-11-04 | 2010-08-05 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-08-25 | 2015-06-17 | Rep | Dealing in securities | 2010-08-25 | 2015-06-17 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-10-12 |
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