Zou, Chuan 鄒傳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2018-10-22 | 2019-07-10 | Rep | Dealing in securities | 2018-10-22 | 2019-07-10 |
2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-10-04 | 2017-08-22 |
3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-10-04 | 2017-08-22 |
4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-04 | 2010-12-16 |
5 | TFI Asset Management Limited | RO | Advising on futures contracts | 2023-02-06 | RO | Advising on securities | 2023-02-06 | RO | Asset management | 2023-02-06 |
6 | TFI Securities and Futures Limited | RO | Dealing in securities | 2019-12-16 | RO | Dealing in futures contracts | 2020-05-05 | RO | Advising on securities | 2023-04-03 |
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