Zou, Chuan 鄒傳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2018-10-22 | 2019-07-10 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-10-04 | 2017-08-22 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-10-04 | 2010-12-16 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-10-04 | 2017-08-22 |
| 5 | CEB International Capital Corporation Limited | Rep | Dealing in securities | 2018-10-22 | 2019-07-10 |
| 6 | TFI Asset Management Limited | RO | Advising on futures contracts | 2023-02-06 | |
| 7 | TFI Asset Management Limited | RO | Advising on securities | 2023-02-06 | |
| 8 | TFI Securities and Futures Limited | RO | Advising on securities | 2023-04-03 | |
| 9 | TFI Asset Management Limited | RO | Asset management | 2023-02-06 | |
| 10 | TFI Securities and Futures Limited | RO | Dealing in futures contracts | 2020-05-05 | |
| 11 | TFI Securities and Futures Limited | RO | Dealing in securities | 2019-12-16 |
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