Lee, Chi Sing 李志成

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 EMPEROR SECURITIES LIMITED Rep Advising on corporate finance 2004-07-19
2 EMPEROR SECURITIES LIMITED Rep Advising on securities 2004-07-19
3 EMPEROR SECURITIES LIMITED Rep Asset management 2004-07-19
4 EMPEROR SECURITIES LIMITED Rep Automated trading services 2004-07-19
5 EMPEROR SECURITIES LIMITED Rep Dealing in securities 2006-09-02
6 METRO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2006-09-15 2019-10-31
7 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED Rep Dealing in securities 2019-11-12

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