Shea, Patrick Kwok Hing 佘國興

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Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA MERCHANTS FUTURES (HK) CO., LIMITED Rep Dealing in futures contracts 2003-10-20 2004-02-25
2 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep Dealing in securities 2003-10-20 2004-02-25
3 China Tonghai Securities Limited Rep Dealing in securities 2004-03-01 2007-03-01
Rep Dealing in futures contracts 2004-10-26 2007-03-01
Rep Dealing in futures contracts 2007-10-09 2007-10-13
Rep Dealing in securities 2007-10-09 2007-10-13
4 CLC FUTURES LIMITED Rep Dealing in futures contracts 2015-12-14
5 CLC SECURITIES LIMITED Rep Dealing in securities 2015-12-14
6 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2008-11-11 2008-12-25
7 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2008-12-03 2008-12-25
8 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2008-11-11 2008-12-25
9 FULBRIGHT FUTURES LIMITED Rep Dealing in futures contracts 2015-05-20 2015-11-06
10 FULBRIGHT SECURITIES LIMITED Rep Dealing in securities 2015-05-20 2015-11-06
11 Funderstone Futures Limited Rep Dealing in futures contracts 2007-03-16 2007-09-21
12 Funderstone Securities Limited Rep Dealing in securities 2007-03-16 2007-09-21
13 KGI ASIA LIMITED Rep Dealing in securities 2009-02-12 2009-04-29
14 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2009-02-12 2009-04-29
15 KINGSWAY FINANCIAL SERVICES GROUP LIMITED Rep Dealing in futures contracts 2014-03-28 2015-05-15
Rep Dealing in securities 2014-03-28 2015-05-15
16 METRO CAPITAL SECURITIES LIMITED Rep Dealing in securities 2009-05-05 2014-03-24
17 QUAM FUTURES LIMITED Rep Dealing in futures contracts 2004-03-01 2006-01-31
18 SANSTON FINANCIAL GROUP LIMITED RO Dealing in securities 2015-12-28 2018-11-09
RO Advising on securities 2017-07-14 2018-11-09
Rep Advising on securities 2020-09-07 2020-09-18
RO Advising on securities 2020-09-18
RO Dealing in securities 2020-09-18
19 Sanston Investment (HK) Limited RO Asset management 2017-12-05 2018-11-09
Rep Asset management 2020-09-07 2020-09-18
RO Asset management 2020-09-18
20 SILK ROAD CONSTRUCTION ASSET MANAGEMENT LIMITED Rep Advising on securities 2019-07-02 2019-08-22
Rep Asset management 2019-07-02 2019-08-22
RO Advising on securities 2019-08-22 2020-07-31
RO Asset management 2019-08-22 2020-07-31
21 Solshire International Capital Management (HK) Limited RO Advising on securities 2018-11-15 2019-05-10
RO Asset management 2018-11-15 2019-05-10
22 TIMES SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-11-07 2008-09-10
23 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED Rep Advising on futures contracts 2003-08-16
Rep Asset management 2003-08-16
Rep Automated trading services 2003-08-16
Rep Dealing in futures contracts 2003-08-16
24 WING ON CHEONG SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-08-16
Rep Advising on securities 2003-08-16
Rep Asset management 2003-08-16
Rep Automated trading services 2003-08-16
Rep Dealing in securities 2003-08-16

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