Harrison, David Martin (SFC:AKO500)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | RO | Dealing in securities | 2004-05-18 | 2004-07-15 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in futures contracts | 2004-07-16 | 2006-04-11 | RO | Dealing in securities | 2004-07-16 | 2006-04-11 |
| 3 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-02 | 2009-02-26 | Rep | Dealing in securities | 2009-01-02 | 2009-02-26 | RO | Dealing in futures contracts | 2009-02-26 | 2011-11-10 | RO | Dealing in securities | 2009-02-26 | 2011-11-10 | RO | Advising on futures contracts | 2011-07-20 | 2011-11-10 | RO | Advising on securities | 2011-07-20 | 2011-11-10 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2008-08-21 |
| 5 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2006-10-01 | 2008-08-21 | Rep | Dealing in securities | 2006-10-01 | 2008-08-21 | Rep | Automated trading services | 2006-10-12 | 2008-08-21 |
| 6 | T.F.S. Derivatives HK Limited | RO | Dealing in futures contracts | 2012-01-03 | RO | Dealing in securities | 2012-01-03 |
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