Mok, Raymond Ka Yin 莫家彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-02-25 | 2005-08-15 |
| 2 | CMC Markets Asia Limited | Rep | Leveraged foreign exchange trading | 2005-10-10 | 2006-06-29 |
| 3 | MF Global Foreign Exchange HK Limited | Rep | Leveraged foreign exchange trading | 2006-11-07 | 2007-04-30 |
| 4 | MF Global Hong Kong Limited | Rep | Advising on futures contracts | 2006-10-13 | 2011-12-13 | Rep | Dealing in futures contracts | 2006-10-13 | 2011-12-13 | Rep | Leveraged foreign exchange trading | 2007-04-30 | 2008-10-08 | RO | Leveraged foreign exchange trading | 2008-10-08 | 2011-12-13 |
| 5 | Sucden Financial (HK) Limited | Rep | Dealing in futures contracts | 2012-12-17 | 2018-02-24 | RO | Leveraged foreign exchange trading | 2013-11-27 | 2018-02-24 |
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