Singh, Manmohan (SFC:AFV085)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2017-12-27 | 2019-03-07 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2007-05-14 | 2008-05-30 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Advising on securities | 2006-07-17 | RO | Advising on securities | 2006-07-17 | 2007-05-02 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2012-02-01 | 2012-03-12 | RO | Advising on securities | 2012-03-12 | 2014-02-09 |
| 5 | CLSA LIMITED | Rep | Advising on securities | 2014-02-10 | 2015-01-21 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2008-07-25 | 2010-04-02 |
| 7 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-11-01 | 2011-08-02 | RO | Advising on securities | 2011-08-02 | 2011-11-11 |
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