Chan, Ho Kin (SFC:ANT708) 陳豪健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-02-06 | 2012-03-25 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-02-06 | 2012-03-25 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2008-08-01 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-06 | 2008-08-01 |
| 5 | KVB Capital Markets Limited | Rep | Leveraged foreign exchange trading | 2018-02-23 | 2020-09-11 |
| 6 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-02-23 | 2020-09-11 |
| 7 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2018-02-23 | 2020-09-11 | RO | Advising on futures contracts | 2019-03-26 | 2020-09-11 | RO | Dealing in futures contracts | 2019-03-26 | 2020-09-11 |
| 8 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | RO | Asset management | 2024-03-12 | |
| 9 | MAGIC COMPASS FUTURES LIMITED | RO | Advising on futures contracts | 2024-03-12 | RO | Dealing in futures contracts | 2024-03-12 |
| 10 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2016-09-02 | 2017-10-20 |
| 11 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-08-07 | 2009-12-11 | Rep | Dealing in securities | 2008-08-07 | 2009-12-11 | Rep | Advising on futures contracts | 2009-02-20 | 2009-12-11 | Rep | Advising on securities | 2009-02-20 | 2009-12-11 | Rep | Advising on futures contracts | 2011-02-17 | 2011-12-13 | Rep | Advising on securities | 2011-02-17 | 2011-12-13 | Rep | Dealing in futures contracts | 2011-02-17 | 2011-12-13 | Rep | Dealing in securities | 2011-02-17 | 2011-12-13 |
| 12 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-10-03 | 2007-07-05 |
| 13 | Prime Cdex Securities Limited | RO | Advising on securities | 2024-03-12 | RO | Dealing in securities | 2024-03-12 |
| 14 | Sucden Financial (HK) Limited | Rep | Dealing in futures contracts | 2014-01-13 | 2016-08-04 | Rep | Leveraged foreign exchange trading | 2014-01-13 | 2016-08-04 |
| 15 | Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2020-09-23 | 2022-01-24 | RO | Dealing in securities | 2020-09-23 | 2022-01-24 |
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