Do, Albert 王先浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2018-06-28 | 2022-10-21 | Rep | Dealing in securities | 2018-06-28 | 2022-10-21 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-11-16 | 2018-03-27 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-11-16 | 2018-03-27 | Rep | Dealing in securities | 2015-11-16 | 2018-03-27 |
| 4 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2010-09-30 | 2011-11-10 | Rep | Dealing in securities | 2010-09-30 | 2011-11-10 |
| 5 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2012-01-03 | 2014-11-30 | Rep | Dealing in securities | 2012-01-03 | 2014-11-30 |
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