Forrest, Richard William

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ICAP Securities Hong Kong Limited Rep Dealing in futures contracts 2024-04-02
Rep Dealing in securities 2024-04-02
2 KGI ASIA LIMITED Rep Dealing in securities 2006-01-03 2006-03-29
Rep Dealing in securities 2015-03-10 2017-10-02
Rep Dealing in securities 2017-10-03 2020-02-01
3 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2006-01-03 2006-03-29
Rep Dealing in futures contracts 2015-03-10 2016-10-07
RO Dealing in futures contracts 2016-10-07 2020-02-01
4 KGI SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2006-01-03 2006-03-29
5 MF Global Hong Kong Limited Rep Dealing in futures contracts 2009-03-26 2011-11-10
Rep Dealing in securities 2009-03-26 2011-11-10
6 Newedge Broker Hong Kong Limited Rep Dealing in futures contracts 2008-03-17 2009-03-16
7 Newedge Broker Limited Rep Dealing in futures contracts 2006-05-22 2009-03-16
Rep Dealing in securities 2006-05-22 2009-03-16
Rep Automated trading services 2006-05-24 2009-03-16
8 Qantex Capital Markets Limited Rep Dealing in futures contracts 2020-06-15 2020-08-19
Rep Dealing in securities 2020-06-15 2021-11-16
RO Dealing in futures contracts 2020-08-19 2024-01-01
RO Dealing in securities 2021-11-16 2024-01-01
9 SG Asset Finance (Hong Kong) Limited Rep Dealing in futures contracts 2008-10-13 2009-03-16
Rep Dealing in securities 2008-10-13 2009-03-16
10 T.F.S. Derivatives HK Limited Rep Dealing in futures contracts 2012-01-03 2014-11-30
Rep Dealing in securities 2012-01-03 2014-11-30

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