Kok, Samuel Joe Sum 谷祖森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-10-03 | 2012-05-19 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-10-03 | 2012-05-19 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-22 | 2007-05-29 |
| 4 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-06 | 2007-05-29 |
| 5 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2012-05-28 | 2015-08-26 | RO | Dealing in futures contracts | 2015-08-26 |
| 6 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2008-01-02 | 2011-09-26 | Rep | Leveraged foreign exchange trading | 2008-01-02 | 2011-09-26 | Rep | Advising on futures contracts | 2008-05-05 | 2011-09-26 | Rep | Advising on securities | 2008-05-05 | 2011-09-26 | Rep | Dealing in securities | 2008-05-05 | 2011-09-26 |
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