Kwan, Joyce Po Kuen 關寶娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Dealing in securities | 2012-01-16 | 2012-12-07 | RO | Dealing in securities | 2012-12-07 | 2020-05-19 | RO | Advising on securities | 2013-02-27 | 2020-05-19 |
| 2 | Basis Asset Management Limited | Rep | Advising on securities | 2023-05-17 | 2023-06-27 | RO | Advising on securities | 2023-06-27 | RO | Asset management | 2023-06-27 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2007-03-02 | 2010-10-03 | Rep | Advising on securities | 2009-01-23 | 2010-10-03 |
| 4 | Grey Investment Limited | Rep | Advising on securities | 2020-09-08 | 2023-04-24 |
| 5 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-04-25 | 2007-02-05 |
| 6 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2005-03-24 |
| 7 | MF Global Hong Kong Limited | Rep | Advising on securities | 2010-11-01 | 2011-11-11 | Rep | Dealing in securities | 2010-11-01 | 2011-11-11 |
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