Lloyd Jones, Adam Copland
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-10-18 | 2006-01-23 |
| 2 | HSBC FUTURES (SINGAPORE) PTE LTD | Rep | Dealing in futures contracts | 2005-10-18 | 2006-01-23 |
| 3 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2009-01-06 | 2011-11-10 |
| 4 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-18 | 2008-08-22 |
| 5 | Newedge Broker Limited | Rep | Automated trading services | 2006-06-20 | 2008-08-22 | Rep | Dealing in futures contracts | 2006-06-20 | 2008-08-22 |
| 6 | T.F.S. Derivatives HK Limited | Rep | Dealing in futures contracts | 2012-01-03 | 2021-03-31 | Rep | Dealing in securities | 2018-09-04 | 2021-03-31 |
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