Singh, Chiranjeet
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Automated trading services | 2004-10-06 | 2005-02-15 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2004-10-06 | 2005-12-06 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2004-10-06 | 2005-12-06 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-10-06 | 2008-02-13 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-10-06 | 2008-02-13 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2006-01-04 | 2008-02-13 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-01-04 | 2008-02-13 |
| 8 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2006-02-27 | 2008-02-13 |
| 9 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2006-02-27 | 2008-02-13 |
| 10 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-03-04 | 2008-09-29 |
| 11 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-03-04 | 2008-09-29 |
| 12 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | 2011-05-25 |
| 13 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-13 | 2011-05-25 |
| 14 | MF Global Hong Kong Limited | Rep | Dealing in futures contracts | 2011-08-01 | 2011-11-11 |
| 15 | MF Global Hong Kong Limited | Rep | Dealing in securities | 2011-08-01 | 2011-11-11 |
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