Wells, Peter John (SFC:AWO080)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 MF Global Hong Kong Limited Rep Advising on futures contracts 2011-01-04 2011-11-11
Rep Advising on securities 2011-01-04 2011-11-11
Rep Dealing in futures contracts 2011-01-04 2011-11-11
Rep Dealing in securities 2011-01-04 2011-11-11
2 MUFG Securities Asia Limited Rep Advising on securities 2012-05-15 2012-08-09
Rep Dealing in futures contracts 2012-05-15 2012-08-09
Rep Dealing in securities 2012-05-15 2012-08-09
RO Advising on securities 2012-08-09 2015-03-12
RO Dealing in futures contracts 2012-08-09 2015-03-12
RO Dealing in securities 2012-08-09 2015-03-12

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