Chang, Ming Fai 鄭明輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ACU SECURITIES LIMITED | Rep | Dealing in securities | 2018-02-09 | 2018-05-03 | RO | Advising on securities | 2018-05-03 | 2018-06-22 | RO | Dealing in securities | 2018-05-03 | 2018-06-22 |
| 2 | CHINA QIANHAI ZHONGJIN SECURITIES LIMITED | Rep | Dealing in securities | 2016-11-16 | 2017-09-22 |
| 3 | Core Securities Company Limited (The) | Rep | Advising on securities | 2018-07-03 | 2018-08-28 | Rep | Dealing in securities | 2018-07-03 | 2018-08-28 | RO | Advising on securities | 2018-08-28 | 2019-06-25 | RO | Dealing in securities | 2018-08-28 | 2019-06-25 | Rep | Asset management | 2018-09-21 | 2019-06-25 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2009-10-12 |
| 5 | iBest Consultants Limited | Rep | Advising on securities | 2004-08-27 | 2010-01-25 | Rep | Asset management | 2004-08-27 | 2010-01-25 | Rep | Dealing in securities | 2009-04-24 | 2010-01-25 |
| 6 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-11 | 2013-01-07 | Rep | Dealing in securities | 2010-03-11 | 2013-01-07 | RO | Advising on securities | 2013-01-07 | 2016-04-29 | RO | Dealing in securities | 2013-01-07 | 2016-04-29 |
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