Chim, Yau Man (SFC:AEK483) 詹幼文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA TONG BAO INSURANCE BROKERS LIMITED | Rep | Advising on securities | 2007-04-03 | 2007-07-17 | Rep | Asset management | 2007-04-11 | 2007-07-17 |
| 2 | iBest Consultants Limited | Rep | Advising on securities | 2003-08-13 | 2003-09-22 | Rep | Asset management | 2003-08-13 | 2003-09-22 |
| 3 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2008-09-24 | 2012-03-16 | Rep | Dealing in securities | 2008-09-24 | 2012-03-16 |
| 4 | Quam Securities Limited | Rep | Advising on securities | 2005-01-14 | 2007-02-28 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-07-30 | 2008-07-31 | Rep | Dealing in securities | 2007-08-10 | 2008-07-31 |
| 6 | WM (HK) Limited | Rep | Asset management | 2004-02-23 | 2004-09-08 | Rep | Advising on securities | 2004-02-23 | 2004-12-15 |
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