Chen, Frank 陳大康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-10-02 | 2010-09-08 | Rep | Automated trading services | 2008-11-07 | 2010-09-08 | Rep | Dealing in futures contracts | 2008-11-07 | 2010-09-08 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-10-02 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-10-02 | 2008-11-24 |
| 3 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2011-03-02 | 2011-03-09 | Rep | Asset management | 2011-03-02 | 2011-03-09 | Rep | Dealing in securities | 2011-03-02 | 2011-03-09 |
| 4 | MAOYUAN CAPITAL (HK) LIMITED | RO | Advising on securities | 2023-10-30 | RO | Asset management | 2023-10-30 |
| 5 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2011-04-21 | 2011-12-21 |
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