Lee, Yam Hang 李欽恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-05-18 | 2023-10-31 | RO | Dealing in futures contracts | 2022-05-18 | 2023-10-31 | RO | Dealing in securities | 2022-05-18 | 2023-10-31 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-07-15 | 2010-06-30 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-30 | 2008-03-12 | RO | Dealing in securities | 2008-03-12 | 2010-06-30 |
| 4 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-01-22 | 2018-03-07 | Rep | Dealing in securities | 2018-01-22 | 2018-03-07 | RO | Dealing in futures contracts | 2018-03-07 | 2019-04-22 | RO | Dealing in securities | 2018-03-07 | 2019-04-22 |
| 5 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2011-12-22 | 2017-08-25 |
| 6 | Gong Ping Securities Limited | RO | Dealing in securities | 2010-12-08 | 2017-08-25 |
| 7 | JINLUO SECURITIES LIMITED | RO | Dealing in securities | 2020-07-07 | 2021-11-05 |
| 8 | Silver Grant International Capital Management Limited | RO | Advising on securities | 2020-01-07 | 2021-08-31 |
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