Li, Kai Wai 李繼偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2010-07-28 | 2011-03-19 |
| 2 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2010-07-28 | 2011-03-19 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2010-07-28 | 2011-03-19 |
| 4 | FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-10-27 | 2017-10-25 |
| 5 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2011-12-22 | 2013-10-25 |
| 6 | Gong Ping Securities Limited | Rep | Dealing in securities | 2011-03-29 | 2013-10-25 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-14 | |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-14 | |
| 9 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-02-18 | 2016-10-19 |
| 10 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-02-18 | 2016-10-19 |
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