Ng, Ka Wing (SFC:ARB120) 吳家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2011-12-22 | 2014-09-12 | RO | Dealing in futures contracts | 2014-09-12 | 2015-07-30 |
| 2 | Gong Ping Securities Limited | Rep | Dealing in securities | 2011-03-29 | 2014-09-12 | RO | Dealing in securities | 2014-09-12 | 2015-07-30 |
| 3 | HONOR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2016-08-30 | 2017-03-17 | Rep | Asset management | 2016-08-30 | 2017-03-17 |
| 4 | HONOR SECURITIES (HK) LIMITED | RO | Dealing in securities | 2016-08-04 | 2017-06-13 | RO | Dealing in futures contracts | 2017-01-16 | 2017-06-13 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-20 | 2011-03-05 | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2010-03-01 | Rep | Advising on futures contracts | 2009-02-11 | 2010-06-07 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-20 | 2011-03-05 | Rep | Advising on securities | 2009-02-11 | 2011-03-05 |
| 7 | QMIS Asset Management Limited | Rep | Advising on securities | 2015-11-30 | 2016-06-21 |
| 8 | QMIS Securities Limited | Rep | Dealing in securities | 2015-08-04 | 2015-09-02 | RO | Dealing in securities | 2015-09-02 | 2016-06-21 |
| 9 | Yaw Kai Financial Group Limited | RO | Advising on securities | 2019-03-06 | RO | Dealing in securities | 2019-03-06 | RO | Asset management | 2020-09-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy