Wong, Tsz Wai (SFC:AJM339) 黃子威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-11 | 2005-08-04 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-09 | 2007-11-23 | Rep | Advising on securities | 2005-08-11 | 2007-11-23 | Rep | Dealing in futures contracts | 2006-02-08 | 2007-10-12 |
| 3 | ETRADE SECURITIES LIMITED | Rep | Advising on securities | 2005-11-16 | 2007-10-31 | Rep | Dealing in securities | 2005-11-16 | 2007-10-31 |
| 4 | GIGA (HONG KONG) LIMITED | Rep | Advising on securities | 2008-01-02 | 2008-10-31 | Rep | Asset management | 2008-01-10 | 2008-10-31 |
| 5 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2012-08-20 | |
| 6 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2008-11-24 | 2012-07-21 | Rep | Dealing in securities | 2008-12-08 | 2012-07-21 |
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