Li, Cong (SFC:ALQ324) 李匆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAMON ASIAN ADVISORS LIMITED | Rep | Advising on securities | 2005-05-23 | 2006-03-01 | Rep | Asset management | 2005-05-23 | 2006-03-01 |
| 2 | HAMON ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2005-01-12 | 2006-03-01 | Rep | Advising on securities | 2005-01-12 | 2006-03-01 | Rep | Asset management | 2005-01-12 | 2006-03-01 |
| 3 | HAMON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2005-01-12 | 2006-03-01 | Rep | Advising on securities | 2005-01-12 | 2006-03-01 | Rep | Asset management | 2005-01-12 | 2006-03-01 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-03-24 | 2007-01-02 | Rep | Asset management | 2006-03-24 | 2007-01-02 | RO | Advising on securities | 2007-01-02 | 2013-07-01 | RO | Asset management | 2007-01-02 | 2013-07-01 | RO | Dealing in securities | 2011-01-11 | 2013-07-01 |
| 5 | Zenas Capital Management Limited | RO | Asset management | 2013-09-12 | RO | Advising on securities | 2015-11-30 | 2021-05-18 |
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