Chan, Pui Kwan (SFC:ALF667) 陳佩君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2006-03-31 | 2006-05-28 | Rep | Asset management | 2006-03-31 | 2006-05-28 |
| 2 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2004-09-13 | 2006-05-28 | Rep | Asset management | 2004-09-13 | 2006-05-28 | Rep | Dealing in securities | 2004-09-13 | 2006-05-28 |
| 3 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2012-12-17 | 2014-06-08 | Rep | Asset management | 2012-12-17 | 2014-06-08 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-06-15 | 2014-06-08 | Rep | Asset management | 2006-06-15 | 2014-06-08 |
| 5 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2014-06-23 | Rep | Asset management | 2014-06-23 | Rep | Dealing in securities | 2014-07-03 |
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