Fok, Kenrick Henry 霍君行
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SECURIS CAPITAL LIMITED | RO | Asset management | 2015-07-08 | |
| 2 | SECURIS CAPITAL LIMITED | Rep | Advising on securities | 2021-04-09 | |
| 3 | SECURIS CAPITAL LIMITED | Rep | Dealing in securities | 2021-04-09 | |
| 4 | SECURIS CAPITAL LIMITED | Rep | Asset management | 2008-10-31 | 2010-08-31 |
| 5 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-07 | 2013-01-08 |
| 6 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2011-06-07 | 2013-01-08 |
| 7 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-07 | 2013-01-08 |
| 8 | Mirae Asset Capital (China) Limited | RO | Asset management | 2012-11-29 | 2014-03-03 |
| 9 | Mirae Asset Capital (China) Limited | Rep | Advising on securities | 2013-01-08 | 2014-03-03 |
| 10 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Asset management | 2014-05-07 | 2014-07-09 |
| 11 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on securities | 2014-05-07 | 2015-07-03 |
| 12 | GENERALI INVESTMENTS ASIA LIMITED | RO | Asset management | 2014-07-09 | 2015-07-03 |
| 13 | GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2015-01-06 | 2015-07-03 |
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