Liu, Chung-Kuang 劉中光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2006-03-31 | 2007-09-22 | Rep | Dealing in securities | 2006-03-31 | 2007-09-22 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-09-29 | 2016-01-15 | Rep | Asset management | 2015-09-29 | 2016-01-15 | RO | Advising on securities | 2016-01-15 | 2017-06-16 | RO | Asset management | 2016-01-15 | 2017-06-16 |
| 3 | GOHO INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-28 | 2019-10-02 | RO | Asset management | 2019-01-28 | 2019-10-02 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-06-27 | 2011-10-31 | Rep | Dealing in securities | 2011-06-27 | 2011-10-31 | Rep | Asset management | 2011-06-27 | 2012-06-18 | RO | Advising on securities | 2011-10-31 | 2012-06-18 | RO | Dealing in securities | 2011-10-31 | 2012-06-18 |
| 5 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2008-05-29 | 2008-06-23 | Rep | Asset management | 2008-06-12 | 2010-06-25 | RO | Advising on securities | 2008-06-23 | 2010-06-25 |
| 6 | TRANSPAC CAPITAL LIMITED | Rep | Advising on securities | 2019-11-11 | 2020-01-29 | Rep | Asset management | 2019-11-11 | 2020-01-29 |
| 7 | WGC Investment Services Limited | RO | Advising on securities | 2014-03-26 | 2015-08-31 |
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