Nicholson, Gareth (SFC:AUR823)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2014-07-22 | 2014-12-31 | Rep | Asset management | 2014-07-22 | 2014-12-31 | Rep | Dealing in securities | 2014-07-22 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2014-07-22 | 2015-04-27 | Rep | Asset management | 2014-07-22 | 2015-04-27 | Rep | Dealing in securities | 2014-07-22 | 2015-04-27 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2012-03-22 | 2014-06-18 | Rep | Dealing in securities | 2012-03-22 | 2014-06-18 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-02-11 | 2011-12-01 | Rep | Dealing in securities | 2010-02-11 | 2011-12-01 |
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