Oh, Geeseok 吳起錫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Direxion Asia Limited | Rep | Advising on securities | 2014-02-27 | 2016-03-08 | Rep | Dealing in securities | 2014-02-27 | 2016-03-08 | RO | Advising on securities | 2016-03-08 | 2019-03-12 | RO | Dealing in securities | 2016-03-08 | 2019-03-12 |
| 2 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-09-08 | 2014-02-22 | Rep | Asset management | 2011-09-08 | 2014-02-22 | Rep | Dealing in securities | 2011-09-08 | 2014-02-22 |
| 3 | Vanguard Investments Hong Kong Limited | Rep | Advising on securities | 2019-04-15 | 2020-11-30 | Rep | Dealing in securities | 2019-04-15 | 2020-11-30 |
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