Chong, Yuen Man Alice 莊婉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2004-01-14 | 2008-01-11 | Rep | Advising on securities | 2004-01-14 | 2010-11-03 |
| 2 | Grace Financial Limited (HK) | Rep | Advising on securities | 2013-08-21 | 2016-12-01 | Rep | Asset management | 2013-08-21 | 2016-12-01 | RO | Advising on securities | 2016-12-01 | 2020-10-31 | RO | Asset management | 2016-12-01 | 2020-10-31 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2010-11-18 | 2011-12-07 |
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