Ho, Ho Ming (SFC:AGC647) 何浩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORPORATE BROKERS LIMITED | Rep | Advising on corporate finance | 2004-02-19 | Rep | Advising on securities | 2004-02-19 | Rep | Asset management | 2004-02-19 | Rep | Automated trading services | 2004-02-19 | Rep | Dealing in securities | 2008-03-05 |
| 2 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2008-03-12 | 2013-05-14 | RO | Dealing in securities | 2013-05-14 | 2017-02-28 | RO | Advising on securities | 2013-06-20 | 2017-02-28 | Rep | Advising on securities | 2017-02-28 | 2017-02-28 | Rep | Dealing in securities | 2017-02-28 | 2017-02-28 | Rep | Advising on securities | 2017-03-01 | Rep | Dealing in securities | 2017-03-01 | Rep | Dealing in futures contracts | 2018-03-01 | 2023-06-08 | RO | Dealing in futures contracts | 2023-06-08 |
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