Kim, Hyun Ho (SFC:ACJ079) 金賢鎬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-01-13
2 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Advising on securities 2004-01-13
Daiwa Capital Markets Hong Kong Limited Rep 2009-03-25 2011-08-01
Oppenheimer Investments Asia Limited Rep 2014-01-17 2014-03-21
Oppenheimer Investments Asia Limited RO 2014-03-21
3 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Asset management 2004-01-13
4 Morgan Stanley Asia Limited Rep Automated trading services 2008-08-11 2008-11-07
Morgan Stanley Hong Kong Futures Limited Rep 2008-08-11 2008-11-07
5 Morgan Stanley Hong Kong Futures Limited Rep Dealing in futures contracts 2008-08-11 2008-11-07
Daiwa Capital Markets Hong Kong Limited Rep 2009-03-13 2011-08-01
6 NH INVESTMENT & SECURITIES (H.K.) LIMITED Rep Dealing in securities 2005-03-29
HSBC SECURITIES (ASIA) LIMITED Rep 2005-04-19 2005-11-14
Morgan Stanley Asia Limited Rep 2008-08-11 2008-11-07
Daiwa Capital Markets Hong Kong Limited Rep 2009-03-13 2011-08-01
Mirae Asset Securities (HK) Limited Rep 2011-08-16 2012-07-31
Oppenheimer Investments Asia Limited Rep 2014-01-17 2018-01-26
Oppenheimer Investments Asia Limited RO 2018-01-26

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